continuous monitoring audit

What is Continuous Monitoring Audit?

Know more about continuous monitoring audit and what it does.

Continuous Monitoring Audit

Continuous Monitoring Audit is a process of reviewing and analyzing information security controls at regular intervals to ensure that security controls continue to satisfy their documented purpose, remain effective, and are operating as intended. 

It is a continuous process of assessing the effectiveness of a system or a business function, typically a computer system, against its security requirements. It is a part of the information security management system.

Continuous monitoring audit is by reviewing evidence that supports the continuous monitoring results. Such as logs from the monitor, control assessment reports from the auditor, and related control documentation.

What the Auditor Does

The independent auditor may review other evidence as well. The independent auditor must determine whether the information security controls are functioning as expected to achieve their stated objectives. 

In smaller organizations or organizations with low levels of risk, continuous monitoring may be by the information system owner or business owner.

The auditor may also evaluate security incidents, if any, during the year, to ensure that they are investigated and managed by organizational policies and procedures. The auditor must report any significant findings to management. 

These findings may be reported in different ways; for example, in the form of a management letter or an exception report. The auditor must also review management’s response to the findings and determine whether it is adequate.

During a continuous monitoring audit, the auditor reviews evidence that supports the continuous monitoring results, such as logs from the monitor, control assessment reports from the auditor, and related control documentation. 

If applicable, evidence of security incidents may also go for reviewal. The independent auditor determines whether the information security controls are functioning as expected to achieve their stated objectives. In smaller organizations or organizations with low levels of risk, continuous monitoring may also be by the information system owner or business owner, although this is not recommended.

Continuous Monitoring Audit Purpose

Continuous Monitoring Audit is a process of reviewing and analyzing information security controls at regular intervals. So to ensure that security controls continue to satisfy their documented purpose, remain effective, and are operating as intended. 

It is a continuous process of assessing the effectiveness of a system or a business function. Usually typically a computer system, against its security requirements. It is a part of the information security management system.

Continuous Monitoring Audit is by reviewing evidence that supports the continuous monitoring results; such as logs from the monitor, control assessment reports from the auditor, and related control documentation. The independent auditor may review other evidence as well. The independent auditor must determine whether the information security controls are functioning as expected to achieve their stated objectives.

In smaller organizations or organizations with low levels of risk, continuous monitoring may be conducted by the information system owner or business owner, although this is not recommended. 

During a continuous monitoring audit, the auditor reviews evidence that supports the continuous monitoring results. Such as logs from the monitor, control assessment reports from the auditor, and related control documentation. If applicable, evidence of security incidents may also be reviewed. 

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